RIA in a BoxCOMPLY
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About
ADAM prides itself on its expertise in regional tax requirements, as well as in enterprise technology and outsourcing, with 30 years of experience helping its clients navigate diverse regulatory structures in these countries. With a unified solution set that works across borders and regulatory regimes, ADAM’s technologies are highly adaptable and scalable to the needs of Latino businesses. Our single software solution enables our clients to make multinational implementations of software significantly more cost- and time-effective than any other competitor in the marketplace. ADAM’s compliance specialists monitor current and pending legislation across all 30 countries ADAM serves to ensure ADAM Payroll is always up-to-date and in compliance with federal rules and regulations for tax, labor, and social security matters. In particular, the team pays close attention to administrative changes that may require the modification of various forms submitted to federal agencies.
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About
RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Organizations searching for a payroll and human capital management solution that helps facilitate the consolidation of HR functions on a region-wide and global basis
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Audience
Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationADAM HCM
United States
www.adamhcm.com
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Company InformationCOMPLY
United States
www.comply.com/products/ria-in-a-box/
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Categories |
Categories |
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Human Resources Features
360 Degree Feedback
Applicant Tracking
Attendance Management
Benefits Management
Career Development Planning
Compensation Management
Compliance Management
Employee Database
Employee Lifecycle Management
Onboarding
Payroll Management
Performance Management
Recruiting Management
Self Service Portal
Succession Planning
Time & Attendance Management
Time Off Management
Timesheets
Training Management
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Integrations
No info available.
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Integrations
No info available.
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