Warrant

Greenboard is a cloud-based, AI-powered platform that acts as a unified operating system for regulatory compliance under the SEC and FINRA for financial firms. It consolidates what are often multiple fragmented tools into a single dashboard that handles archiving and communications supervision, firm- and employee-level compliance workflows, third-party/vendor compliance, marketing content reviews, trade-testing, and books/records management, and full audit-ready recordkeeping. Leveraging its built-in “Greenboard Go” AI engine, which connects to all firm data, it automatically scans for risks, flags compliance issues, and helps enforce consistent internal policies. Its interface and architecture are designed with usability and security in mind, featuring role-based permissions, enterprise-grade data infrastructure, and SOC2-Type 2 compliance to ensure data privacy and regulatory defensibility.

PerformLine empowers leaders with a first-line of defense solution to mitigate compliance risk across consumer touchpoints including web, voice, chat, email and social. By combining scalable technology with a proprietary rule engine, PerformLine automates the path to discover, monitor and mitigate compliance risks and ensure brand safety. Automatically discover, score, and continuously monitor your brand across millions of web pages, including content sites, search, lead generation, merchants, and partners for regulatory and brand compliance. PerformLine finds and alerts you to potential compliance and brand issues that pose a risk in your marketing and sales channels, quickly and efficiently. Extensive workflow management brings order to your compliance program to drive faster resolutions to potential regulatory and brand violations. Deep intelligence on the channels, partners and reps you monitor to make proactive, data-driven decisions to move your business forward, compliantly.