Best Compliance Software for Windows - Page 20
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Compare the Top Compliance Software for Windows as of September 2026 - Page 20
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1
Orchestrade
Orchestrade Financial Systems
Orchestrade is the most modern, cross-asset, front-to-back trading and risk management platform for banks, asset managers and hedge funds in the market. With Orchestrade, you get up and running in weeks, not years – your P&L is accurate and your risk runs in real-time. We are laser-focused on the product, we put our clients first and we deliver on what we promise – keeping you agile and innovative. Remove those operational bottlenecks, increase time to market and let Orchestrade address your regulatory pain points. By leveraging our "Smart Business Events", lifecycle management solution, you are agile and innovative; that's a competitive advantage. When we say our clients come first, we mean it. That’s why we’ve successfully partnered with our clients to build a better product, to deliver fast implementations and to drive superior results. -
2
CastIMS
Peacock Consulting
Show your clients that their reputation is in good hands. Show government agencies that you are being proactive to issues and complaints. Show your employees your commitment to adhering to the highest standards for every client. Proving your dedication to compliance proves that you care about delivering results, with excellence, every time. And there’s no better way to prove that than with CastIMS. We’ll do more than make sure you get fully developed, reliable software – you get the experience and personal service you deserve. Compliance Requests assist with responding to consumer complaints and provide a reference for all correspondence including the number and nature of complaints. Training Reports assist with the identification of training needs and provide proof of all training. -
3
IDSync
IDSync
Active Directory To Active Directory Identity Synchronizer Software. Solves Password Sharing Problems, Overly Broad “rights” for IT staff and supports user enablement/disablement for Customer’s Active Directory. The Identity Syncronizer Active Directory to Active Directory platform enables an MSP to connect its on-premise Active Directory to its customers’ Active Directories for purposes of provisioning and synchronizing user metadata and passwords for its technicians, those who will be accessing the customers’ Active Directory and networks. IDSync provides an interface through which the MSP can identify those technicians for provisioning, identify target Active Directories into which the technicians will be provisioned or de-provisioned. Provisioning and synchronization can be maintained at the individual user level or can be accomplished in bulk via security groups. -
4
JAMIS Prime ERP
JAMIS Software
JAMIS Prime is simply the most intuitive and agile project ERP solution for government contractors, offering integration across all key components of your business. Using the most modern Cloud ERP technology, Prime enables you to connect with your mobile workforce, customers and other value chain businesses on web-enabled devices of every kind. All JAMIS Prime ERP application suites include dashboards & analytics, document management, advanced security and integration with Microsoft Office features. The integrated document management system allows you to keep business plans, policies, forecasts and procedures online and associate them with ERP transactions to deliver a complete view of your business. Efficient contract management processes are critical to ensuring goods and services are delivered as expected, and engagements are profitable. -
5
Firco Insight
LexisNexis
Firco Insight (formerly SBS SAFE Advanced Solutions Visual Intelligence Platform) is a feature-rich and scalable platform that combines account screening filtering intelligence with high-performance processing and scoring capabilities to improve your screening accuracy and eliminate alert overload. Leveraging AI techniques, Firco Insight reduces false positives and prioritizes alerts by risk severity and enables you to avoid missing high-risk accounts and meet financial crime regulatory requirements with confidence. Arm your organization with the visibility required to understand which accounts you should do business with, and more importantly, what high-risk accounts you should avoid. Protect your institution from risk by enhancing your screening process to strategically target risk, reduce false positive alerts, streamline investigations, and boost operational efficiency. -
6
Legal Track
Legal Track
Here at Legal Track, we have an Enterprise Legal Management system, ELM for short, that has it all. So, what exactly is an ELM system? ELM encompasses all facets of a legal department’s operations. This includes contract lifecycle management (CLM), litigation, corporate governance, document management, legal spend management (e-Billing), regulatory compliance, and subpoena management. Legal Track integrates with your Microsoft Outlook, Office 365, OneDrive, Microsoft Teams, and SharePoint. This means ease of use and a faster learning curve. Corporate legal departments “juggle and struggle” with multiple software applications to manage their business processes. Other departments work with Excel spreadsheets, along with a stream of Windows folders and paper files. All this adds pressure, to an already stressful job and deteriorates productivity. These factors combined, affect the bottom line of your business, i.e costs. -
7
Clari5
Clari5 (CustomerXPs)
Category leaders for Enterprise Fraud Risk Management Systems and Anti-Money Laundering Systems, winner of premier global acclaim for product innovation and featured consistently in global risktech and regtech top 100 rankings, Clari5 redefines real-time, cross-channel Financial Crime Risk Management using a 'central nervous system' approach to help banks combat financial crime. Clari5 uses a ‘human brain like’ approach by synthesizing enterprise-wide intelligence and delivering precise contextual insights in extreme real-time, within the short transaction window, for necessary interventions. Clari5 is a bolt-on system, requires no replacement and features a compact implementation cycle with extremely quick ROI. Harnessing the combined power of Automation, AI, ML, Decision Sciences & Real-time Decisions, Clari5 is today processing over 10 bn transactions and is managing over 500 mn accounts. Marquee banks in 15 countries trust Clari5 to power their fraud risk management strategy. With -
8
SQL Power Suite
SQL Power Group
Experience the gold standard in regulatory flexibility, self-sufficiency, efficiency, and transparency while providing the ultimate confidence in the regulated market. The SQL Power Suite is the most robust and compelling Supervisory Technology solution on the market. Delivering the ultimate in regulator flexibility, self-sufficiency, efficiency, and transparency; increasing the likelihood of timely successful intervention while providing all interested parties with the ultimate confidence in the regulated market. SQL Power’s Financial Supervision platform was built for Financial Regulators and the express purpose of simplifying and automating every aspect of Financial Supervision. SQL Power utilizes our highly configurable platform to automate all requests, license application processes, renewals, financial returns, payment collection, and all investigations through an easy-to-use web portal. -
9
Dakota Metrics
Dakota Software
Set goals, measure progress, and identify opportunities for improvements across your organization so you can share a complete and credible sustainability story. Save time collecting and processing data so you can rapidly submit your reports to third parties. Metrics include comprehensive and up-to-date libraries of emissions factors from multiple reputable authorities, such as the GHG Protocol, the EPA, and more. Track any type of activity data such as electricity used, community investments, fines paid, etc. Track any impact such as emissions, energy, distribution loss, etc. Normalize anything by intensity metrics such as area, number of employees, and revenues. Set targets and measure progress towards renewable energy, emissions reductions, distribution of workforce by gender/ethnicity, or other goals. Interactive dashboards give you instant access to fine-grain analytics, so you can discover opportunities for efficiency improvements. -
10
Exterro
Exterro
Comprehensive end-to-end eDiscovery software. From preservation to production, Exterro’s software platform enables you to manage and optimize all your e-discovery activities in one place. Exterro unifies the entire e-discovery process, allowing you to get to the facts of the case sooner at a fraction of the cost. The Exterro Software Platform is a single, fully integrated solution that unifies all of Exterro's E-Discovery and Information Governance products. With over 30 data integrations, quickly collect data from a variety of commonly used data sources to learn more about your case sooner. Save time and money by identifying only relevant material prior to collection, reducing the total data set. Exterro’s Privacy solutions enable your team to quickly and easily orchestrate processes for complying with critical requirements of the European Union’s General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA) and other privacy regulations. -
11
Data Demon
Blue Devil Data
Personnel information, training records, and inventory are entered and edited at your command. CPR and EMS expiration dates, mask fitness test dates, yearly physicals and drivers license ID numbers including class and expiration dates are all available for review and print out for insurance requirements. Photo ID badges and accountability tags can also be printed for each member. Allowance for comprehensive tally of all Fire/EMS calls, drills, meetings, training and miscellaneous functions that can be customized to your fire department preference. OSHA mandatory 8 hour minimum yearly safety training records are kept for each individual. A report can also be provided and printed out for the department as a whole or individualized for a total of all calls credited for and attended. Tracking report of the minimum recommended amount of safety training required by OSHA per individual for the year served. All reports can be printed and provided for review by authorities requesting. -
12
PATRIOT OFFICER
GlobalVision Systems
PATRIOT OFFICER is endorsed by the American Bankers Association through its subsidiary, the Corporation for American Banking, LLC and other prestigious financial trade associations across the nation. PATRIOT OFFICER is the industry leading regulatory compliance and risk management solution for financial institutions of all sizes, integrating anti-money laundering, counter-terrorist financing, and anti-fraud capabilities all into a single streamlined system. PATRIOT OFFICER is fully compatible with your existing core processing system - delivering scalability and data accuracy while eliminating the need for costly third-party interface solutions. PATRIOT OFFICER exclusively uses the most advanced adaptive intelligence technology, empowering financial institutions to effectively comply with risk-based policy, procedure and process as required by the BSA/AML examination manual. -
13
Risk Radar
MITRE
Risk Matrix (as well as more information on RiskNav and Risk Radar) is available in the Systems Engineering Practice Office (SEPO) Risk Management Toolkit. Although Risk Matrix is available for public release, support is limited to downloadable online documentation. Government programs sometimes implement a combined government/contractor risk management process that uses tools provided by the contractor. Multiple major government contractors have developed in-house risk management applications. Many applications are comparable to available MITRE and commercial tools and effectively support program risk management. Many smaller programs use Microsoft Excel or Access customized risk management tools. Some customized solutions meet the tool selection criteria outlined earlier. This is important when considering a customized solution that meets the needs of the program being supported. -
14
CimTrak Integrity Suite
Cimcor
Securing your enterprise against internal and external threats is key to meeting compliance standards and regulations. CimTrak’s change management, auditing, and reporting capabilities allow private and public companies to meet or exceed even the most rigorous compliance mandates. From PCI, SOX, HIPAA, CIS, NIST, and many more, CimTrak has you covered. File and System Integrity monitoring helps protect your critical files from changes, whether malicious or accidental, that can take down your critical IT infrastructure, threaten critical data, or cause non-compliance with regulations such as PCI. Change is inevitable in the IT environment. CimTrak delivers integrity monitoring, proactive incident response, change control, and auditing capabilities in one easy to use and cost-effective file integrity monitoring tool. -
15
Netwrix Change Tracker
Netwrix
Netwrix Change Tracker provides critical and fundamental cyber security prevention and detection. It does this by leveraging the required security best practice disciplines of system configuration and integrity assurance combined with the most comprehensive and intelligent change control solution available. Netwrix Change Tracker will ensure that your IT systems remain in a known, secure and compliant state at all times. Netwrix Change Tracker includes context-based File Integrity Monitoring and File Whitelisting to assure all change activity is automatically analyzed and validated. Complete and certified CIS and DISA STIG configuration hardening ensures all systems remain securely configured at all times and, coupled with the most intelligent change control technology, provides unparalleled change noise reduction along with the ultimate reassurance that the changes occurring within your production environment are consistent, safe and as required. -
16
Emissions View
Lakes Environmental
Emissions View is designed for state-wide to nationwide coverage. This powerful package features a unique spatial and temporal GIS-based platform that enables users to create and maintain a comprehensive emissions inventory of a variety of sources including point, area, and mobile. Emissions View incorporates all related emissions guidances and models into one central unified interface. Inexperienced emission inventory managers are provided guidance though a series of wizards, while advanced users are free to edit and create data with the software's advanced options. For sources where no measurements are available, emissions can be based on processes using any of the hundreds of emissions estimation calculators for all processes contained in the US AP-42 and the Emissions Inventory Improvement Program (EIIP). These include processes in the Petroleum Industry, Wood & Paper Industry, Metallurgical Industry, Chemical Processing and others. -
17
Dataview360
GDS Link
The DataView360 was developed to ease the integration with external and internal data sources, such as credit bureaus, fraud and ID verification providers. The software product is configurable to allow our customers to pick up and choose the data they require, within their processes, for instant decisioning. DataView360 is a web-services application that is easily integrated within existing infrastructure or external environments. The DataView360 Data Engine has emerged as an essential tool for effective and dynamic risk management practices. Used to access, interrogate and integrate data with any host or proprietary systems, the Data Engine is equally ideal for users who need to enhance their legacy systems as well as those looking for a modular full-scale solution. -
18
PremiumWare
Premium Ware
PremiumWare, the nation's leading automated enterprise premium audit software solution for the Property & Casualty Insurance industry providing premium audit management, premium audit tracking and risk management with an array of pre-programmed premium audit reporting capabilities as well as auto-populating appointment and form letter features for additional overall increases of efficiency for your office and field personnel. As a complete, turnkey and SOX - Sarbanes Oxley compliant system, PremiumWare provides full implementation and integration, including continuing maintenance and support, in collaboration with our customer's internal support staff. This comprehensive, mission-critical, application completely automates all aspects of the premium audit business unit as well as provides local or remote support across LAN, WAN or Internet connections, for Underwriting, Claims, Loss Control, Agents and the Insured Risks. -
19
KnowRisk
CorProfit Systems
KnowRisk® Standard is designed for environments where a small number of users work together on maintaining a small to medium size risk register and assurance functions. Each user desktop hosts the data source, enabling multiple databases to be run for different programs of work. As such, KnowRisk® Standard offers an ideal solution where the users may not be connected to a centralised database. They can as an option upload to a centralised database later on. KnowRisk® Professional is designed for small to large number of users working simultaneously on maintaining a various risk registers. Most users access the database using the Forms technology, giving an enriching user-friendly experience in capturing, assessing risks and analysing the data. KnowRisk® Professional is ideal for risk management departments with a small headcount who delegate risk management tasks to risk champions and general staff. -
20
CompliantPro
Siemens
CompliantPro Quality Management System Software is a tool that ensures a company’s quality assurance requirements are documented in a single, integrated system which demolishes silos of information managed as point solutions. CompliantPro allows an organization to manage its compliance and regulatory requirements beyond just document control. Key areas include Environmental Health & Safety, Enterprise Risk Management, Training & Qualifications, Audits, and customer / supplier management. -
21
@RISK
Lumivero
From the financial to the scientific, anyone who faces uncertainty in their quantitative analyses can benefit from @RISK. @RISK helps both Fortune 100 companies and private consultancies paint a realistic picture of possible scenarios. This allows businesses to not only buffer risks, but also identify and exploit opportunities for growth. @RISK (pronounced “at risk”) is an add-in to Microsoft Excel that lets you analyze risk using Monte Carlo simulation. @RISK shows you virtually all possible outcomes for any situation—and tells you how likely they are to occur. This means you can judge which risks to take on and which ones to avoid—critical insight in today’s uncertain world. -
22
Prism Suite
New Boundary Technologies
Prism Suite® - now with full support for Windows 10® - is a fully integrated Windows configuration management solution featuring simple and automated software deployment, IT asset management and patch management. With flexible anytime, anywhere administration, Prism Suite improves IT efficiency, lowers costs and ensures real-time compliance. Eliminate your configuration management worries with Prism Suite and know how it feels to Experience Control. NEW: Prism Suite now includes web-based Prism Portal, a browser-based information portal that enables Prism Suite administrators and non-administrative stakeholders to easily tap into Prism Suite's rich data set. Because it's a web application, users can access it from the browser of their choice, whether it's on a PC, table or smartphone. Do you need to simplify and automate your IT environment? Prism Suite® provides you leading-edge functionality for reliable software deployment, IT asset management and patch management. -
23
MIMS
Compliance Software Solutions
The Microbiology Information Management System (MIMS®) provides a validated method of documenting and assessing facility operations. By integrating features that not only record QC/EM tests and results, but also analyze and trend that data, MIMS ensures that your environmental control systems are operating as intended. These trends can provide valuable insight into the effectiveness of decontamination procedures, housekeeping practices, and personnel training, as well as identify the potential for microbial build-up during production. Generates worksheets (data sheets) and corresponding barcode labels to facilitate sample identification. Custom levels of security that restrict access and data modifications. Permissions can be granted to only certain functions within the application, as well as to only certain buildings or areas within the database. -
24
Tripwire
Fortra
Cybersecurity for Enterprise and Industrial Organizations. Protect against cyberattacks with the industry’s best foundational security controls. Detect threats, identify vulnerabilities and harden configurations in real time with Tripwire. Thousands of organizations trust Tripwire Enterprise to serve as the core of their cybersecurity programs. Join them and regain complete control over your IT environment with sophisticated FIM and SCM. Shortens the time it takes to catch and limit damage from threats, anomalies, and suspicious changes. Gives you deep, unparalleled visibility into your security system state and know your security posture at all times. Closes the gap between IT and security by integrating with both teams' existing toolsets. Out-of-the-box platforms and policies enforce regulatory compliance standards. -
25
NAVEX IRM
NAVEX Global
We offer four standalone products including Business Continuity Management & Planning, Privacy, Risk & Compliance Management, Third Party Risk Management and Health & Safety Management. Risk data comes from different places. It can be challenging to collect information from spreadsheets, emails, and print-outs from different departments. Respond to requests for audits from customers, regulators, and internal stakeholders without taking resources from other duties. As business becomes more agile and complex, third parties are used more frequently and must be regularly assessed. Minimize the impact of disruptions, and restore and maintain operations, with a risk-based business continuity plan. Configure your risk and compliance solution for multiple different local laws and internal mandates wherever you do business. -
26
Ramco ERP
Ramco Systems
Digitization of businesses is a reality. In a world where robots are gearing to enter the front-office, enterprises need to think radically to survive. Focusing on ERP as a tool to improve operations will no longer suffice. It is here that Born-in-cloud enterprise solutions are redefining the digital backbone of organizations who are keen to innovate and succeed in an volatile, uncertain and complex market. Built on Ramco VirtualWorks®, the most advanced and revolutionary enterprise application assembly and delivery platform, Ramco ERP on Cloud enables you to get a 360-degree view of your business, anytime, from anywhere by putting all your business functions on to one single platform on the Cloud and automating and integrating them, end-to-end. With this unified view of business, you can drive innovation across the value chain, improve efficiency, and reduce costs and time to market. What’s more, the entire suite of product is accessible over the Internet. -
27
Komrisk
Lexplosion Solutions
Automated regulatory & statutory compliance management software/tool in India, to manage and monitor compliance risk across all types of industries & operating units. A centralized compliance repository enables you to determine & comply with applicable laws. Constantly tracking amendments and punctually updating compliance repository. Predetermined email alerts sent to the task owners and escalated on breaching of specific thresholds. This compliance management system India have control of the compliance process through defined workflows and flexible escalation mechanism. This compliance management software India enables you to assess the current status and potential risks of pending compliances. Real-time status reporting – granular analysis according to your requirements. -
28
IntegPro Data Integrity Audit
CIMINFO Software
IntegPro is a purpose-built solution designed to help you perform risk assessments of all your company’s systems in order to track, prioritize and manage your company’s compliance status. Based on FDA’s guidance on data integrity, the software allows heads of quality, departmental heads and system owners to know their data integrity compliance status at a glance, understand the compliance gaps, and help take remedial action. IntegPro is fully compliant with 21 CFR Part 11 requirements and hence can be used for paperless tracking and management of data integrity status. The software is designed to be used by departments or as part of a corporate initiative for data integrity compliance. Quick and easy tool for efficient management and tracking of data integrity processes in your company. Paperless management of data integrity status tracking for improved compliance. Ready to use out of the box with pre-built configurations. -
29
Lyons Quality Audit Tracking LQATS
Lyons Information Systems
Lyons Quality Audit Tracking System (LQATS)® is a robust, flexible, web-based solution to gather, analyze and display quality audit results generated by staff and suppliers of a manufacturing organization. LQATS gathers real time audit information worldwide from: Suppliers (shipment audits) Company auditors (final audits) Distribution centers Manufacturing plants LQATS provides real-time entry, tracking, and analysis of quality audit data from Distribution Centers and Supplier plant locations. Features include: "Smart controls" to minimize user data entry and retrieval tasks Change History tracking Quick search of data using many different query parameters Real-time global performance monitor Fabric Inspections Six-sigma analysis Disposition log Data displayed in both tabular and graphical formats with output to Excel, PDF, format -
30
MERP-Manager
ADRIA EXPERT
The MERP Manager software is developed by ADRIA EXPERT and is an excellent tool, a rigorous and structured approach to identification, estimation and risk assessment, based on the standard EN ISO 12100/2010, which allows you to know and control all professional risks in the company. The MERP Manager software offers a full range of facilities, so the users, the MERP team, have complete management of risk assessment thus obtaining the best results. Also, the reports are generated in an attractive and easy-to-follow form. Defining groups of workers, for which specific actions can be assigned, or reports can only be obtained for workers belonging to a particular group. Introduction/modification/completion of individual protective equipment (PPE).
