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About

FIS Trading Compliance Manager is a multi-asset, web-based regulatory surveillance and compliance solution designed to help sell-side financial firms detect, monitor, and manage potential trading violations throughout the full order lifecycle by combining alerts with comprehensive market and client data. It provides end-to-end trade surveillance, regulatory reporting, and supervisory controls to support daily review, post-trade analysis, best execution monitoring, and compliance with standards like RegNMS, RegSHO, market manipulation rules, and data requests such as Electronic Blue Sheets (EBS) and OATS, all from a unified, permission-controlled platform that enhances oversight while reducing risk and manual effort. By offering a complete view of orders and trading activity, robust alerting, and integrated data warehousing, the system helps firms streamline compliance workflows, improve execution data quality, support management reporting, and mitigate reputational risk.

About

To minimize risks in key aspects of scrap trading, a KYC report is consulted and saved for each scrap trade, containing the latest company reputation information and trading data. The saved reports can be compared to see changes. Buyers normally use the scrap KYC reports as a starting point for every new deal. Pull up a report before new trades and check actual trade reputations. This is also beneficial when you collaborate with a trader. Next to having a good visible reputation within the industry, the scrap KYC reports contain important information about payment reliability and integrity. With the available trade data, you gain insight into the trading activity of a company. In addition to how many trades have taken place in the last two years, the reports also show the average number of trades per month. There is an overview of the top 5 trading partners and a detailed overview of all trades of a company.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Compliance officers and trading supervision teams who need a comprehensive platform to monitor trading activity, enforce regulatory rules, and manage trade compliance

Audience

Scrap businesses interested in a platform that helps prevent and recover losses

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version
Free Trial

Pricing

$99 per month
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

FIS
Founded: 1968
United States
www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager

Company Information

Tradefox
The Netherlands
get.tradefox.co

Alternatives

Alternatives

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Waste Logics

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cieTrade

cieTrade

cieTrade Systems
Validus

Validus

Eventus
Market Inside

Market Inside

Market Inside Limited
TradingHub MAST

TradingHub MAST

TradingHub
GreenSpark

GreenSpark

GreenSpark Software

Categories

Categories

Integrations

No info available.

Integrations

No info available.
Claim FIS Trading Compliance Manager and update features and information
Claim FIS Trading Compliance Manager and update features and information
Claim Tradefox and update features and information
Claim Tradefox and update features and information