Related Products
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About
FIS Trading Compliance Manager is a multi-asset, web-based regulatory surveillance and compliance solution designed to help sell-side financial firms detect, monitor, and manage potential trading violations throughout the full order lifecycle by combining alerts with comprehensive market and client data. It provides end-to-end trade surveillance, regulatory reporting, and supervisory controls to support daily review, post-trade analysis, best execution monitoring, and compliance with standards like RegNMS, RegSHO, market manipulation rules, and data requests such as Electronic Blue Sheets (EBS) and OATS, all from a unified, permission-controlled platform that enhances oversight while reducing risk and manual effort. By offering a complete view of orders and trading activity, robust alerting, and integrated data warehousing, the system helps firms streamline compliance workflows, improve execution data quality, support management reporting, and mitigate reputational risk.
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About
To minimize risks in key aspects of scrap trading, a KYC report is consulted and saved for each scrap trade, containing the latest company reputation information and trading data. The saved reports can be compared to see changes. Buyers normally use the scrap KYC reports as a starting point for every new deal. Pull up a report before new trades and check actual trade reputations. This is also beneficial when you collaborate with a trader. Next to having a good visible reputation within the industry, the scrap KYC reports contain important information about payment reliability and integrity. With the available trade data, you gain insight into the trading activity of a company. In addition to how many trades have taken place in the last two years, the reports also show the average number of trades per month. There is an overview of the top 5 trading partners and a detailed overview of all trades of a company.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Compliance officers and trading supervision teams who need a comprehensive platform to monitor trading activity, enforce regulatory rules, and manage trade compliance
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Audience
Scrap businesses interested in a platform that helps prevent and recover losses
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
$99 per month
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationFIS
Founded: 1968
United States
www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager
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Company InformationTradefox
The Netherlands
get.tradefox.co
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Categories |
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Integrations
No info available.
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Integrations
No info available.
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