The optimize_topics.sh Script

Overview

optimize_topics.sh is a script that runs under the bash shell on Unix-like operating systems. It automates multiple topic modeling runs of the MALLET package with the aim of assisting a user with finding an optimal number of topics for a given search term. MALLET is a machine-learning toolkit, released by the College of Information and Computer Science at the University of Massachusetts, Amherst, that deals with natural language; it can perform multiple functions, but the one that I'm concerned with is topic modeling, a process that aims to algorithmically identify “topics” in passages of natural-language texts. (If you would like a short introduction to what topic modeling does and how it works, there is a short list of suggested reading below.)

Topic modeling is a machine-reading process that allows a computer to identify “bags” of related words that tend to co-occur in the texts in question, and is an entirely unsupervised process once the texts have been imported into the program; that is to say, the program does not necessarily identify the same “topics” that a human scholar would identify in the text, and does not require that (or provide an opportunity for) humans to pre-identify topics for which it's searching. One of the parameters that a human does need to specify before MALLET starts searching for topics, however, is how many topics the algorithm will search for. MALLET is perfectly happy to search for as many topics as you would like it to within a particular text.

The question “How many topics should the topic-modeling algorithm search for?” is still a question that does not necessarily have a clearly specified answer. Though this choice has a number of implications for the results of the modeling run, it's hard to say in advance what the optimal number of topics to search for in a given text might be, and a common approach is to try runs with different numbers of topics to see what kinds of results obtain under different conditions. Lisa Rhody has given a quick explanation of this problem and the standard response to it:

The process of determining the number of topics to tell the model to use is not, as of yet, a standardized procedure. The measure for the “right” topic number is often derived through trial and error. After starting with one number (usually between 40 and 60) one determines how “actionable” and “coherent” the topics that the model produces are, adjusting up and down in subsequent iterations until there is agreement that the best model has been produced.

The optimize_topics.sh script is an attempt to deal with this problem by brute-forcing my way through it: the script runs MALLET multiple times for each number of topics in a given (user-specifiable) range, saving the results of each run, then providing some summary statistics about each individual run that are intended to be a useful overview of which runs are likely to represent a given search term in the way that the user is looking for.

optimize_topics.sh does not attempt to determine what “an optimum number of topics for a given search term” actually means, but simply presents some summary statistics related to where the specified search term actually appears in the results of these runs. The statistics it outputs are, hopefully, helpful in providing a starting point for further investigation of this issue; however, they are actually rather limited at the moment. Theoretically, the script could give different types of information, but would need to be extended in order to do so.

Files and Downloading

You can download optimize_topics.sh from its SourceForge project page. You should probably read through this documentation at least once to determine whether this script is likely to be helpful to you. Anyone interested in collaborating is encouraged to contact me through the SourceForge project site.

This documentation file is available from my personal website and from SourceForge. There is a stub overview of the project on my personal website, but this file that you're reading has much more information. This README document is also available as plain text and markdown at the SourceForge project page.

Status and Limitations

This script is a quick hack that's intended to provide a first approach to a thorny practical problem. It's a less-than-ideal approach in a lot of ways, but may be useful for some people despite this. If you have suggestions for how it can better do its job, or would like to collaborate, please let me know by getting in touch with me through the SourceForge project page.

It is particularly worth noting that the script currently has the following limitations, some of which are rather substantial:

• The script will only run under Linux and other Unix-like operating systems. (It has been developed and tested under Linux; I would love to hear about your experiences using it under BSD or OS X or other Unix-like operating systems.) In particular, it will probably never work under Windows (except perhaps under a compatibility layer such as Cygwin); much of the work of the script is actually done by standard Unix-like system utilities.
• The script requires that you have the bash shell installed; optimize_topics.sh needs to be interpreted by this particular shell. (It is quite likely that your Unix-like operating system has bash installed, but not completely certain. Notably, users of OS X do not necessarily have bash installed by default.) Again, if you are able to use the script under another shell or under other circumstances than those specified, I would love to hear about it.
• The script does not deal directly with text (or HTML) files; it requires that you use MALLET to preprocess the files and create a .mallet file from them before you can use the script.
• The current version of the script only handles .mallet files that are created from a single input text file; it cannot effectively handle .mallet files that are generated from multiple input files. This is admittedly a serious limitation to the script's usability, but is not a trivial problem to solve. I would like to say again that collaborators are welcome.
• The script doesn't perform particularly sophisticated analysis of the results of individual topic runs; it just finds and spits out some basic statistics that are already available from the topic runs themselves. More sophisticated analysis is possible but hasn't been implemented yet.
• This kind of brute-force approach is substantially less practical when analyzing large corpora, when each run will take a long time. There are probably ways to ameliorate this, such as running the script in small increments and combining the intermediate results files. Another approach might be to run the script over a subset of the corpus in question in order to use those results as a starting point for the investigation of the full corpus. Other suggestions for improvement of this matters (or other matters) would be welcome.

Installation

Download the optimize_topics.sh script from the SourceForge project page. You should save it in the directory that is the current working directory when you execute MALLET in your terminal. (For instance, I have installed MALLET in ~/bin/mallet, which is my current working directory when I execute bin/mallet in my terminal, so I would save optimize_topics.sh in ~/bin/mallet/.) Make it executable (chmod +x optimize_topics.sh). Once you've imported a set of texts into a .mallet file, you can then run it by typing ./optimize_topics.sh, with an appropriate set of command-line parameters, from that directory.

If you are not already familiar with the basic usage of MALLET, you may find it helpful to take a look at the MALLET quick start guide.

Usage

First, import a text with a command along the lines of bin/mallet --import-dir [something]. If you're dealing with multiple texts, you'll need to find a way to combine them into a single file first; from a Linux terminal, something along the lines of cat *txt > all-files.txt might work before you import all-files.txt into MALLET. Once you've created a .mallet file from your text(s), you can then run optimize_topics.sh by typing something like:

./optimize_topics.sh -i input.mallet -t "target phrase" -l 20 -u 60

This will run MALLET 41 times over the file input.mallet, producing runs which search for 20 topics, 21 topics, 22 topics ... 60 topics. It will create a folder, based on the name of the input file, in the current directory (e.g., on my system, this is ~/bin/mallet/input in ~/bin/mallet, because optimize_topics.sh is located in ~/bin/mallet and the name of the input .mallet file is input.mallet). This folder will contain a series of subfolders, input/20/, input/21/, input/22/ ... input/60/. Each of these subfolders contains the results of a MALLET run for that number of topics. That is, the folder input/60/ contains the results of the topic modeling run over input.mallet that searches for 60 topics, each of which contains the files input_composition.txt, input_keys.txt, and input-state.bz that are generated by each MALLET run. (Again, if you're not familiar with basic usage of MALLET for topic modeling, you may find it helpful to look at the MALLET quick start guide.)

optimize_topics.sh then goes through the results of each topic modeling run, searching for the term specified with the -t parameter. It creates a spreadsheet (well, really, a tab-separated values file), input_results.tsv, that can be read by Excel or OpenOffice Calc or LibreOffice Calc. This file contains, for each each time the search term was found as one of the top 19 words in a topic run, the following information:

• The number of topics searched for in that run.
• The number of the topic in that run in which the search term was found.
• The percentage of the topic in the whole corpus, for the run currently being described, occupied by the topic in which the search term was found.
• The Dirichlet parameter for the topic in which the search term was found in the run being described.
• The top words in the topic in which the search term was found.

Command-line Arguments

Mandatory arguments

-i filename.mallet
specifies the file generated by MALLET when importing textual data. It HAS TO end with a .mallet extension.

-t target_phrase
specifies the target phrase for which to search as the script iterates over its runs of MALLET.

-l lower_bound
specifies the smallest number of topics to model.

-u upper_bound
specifies the largest number of topics to model.

Optional parameters

-k
makes the script keep the temporary files it generates instead of deleting them. This is probably only useful if you're trying to debug this script.

-v
makes optimize_topics give more information about what it is doing. You can specify it multiple times (currently, there's no point to specifying it more than twice) to make the script even more verbose.

-y
specifies a number to pass to MALLET as the hyperoptimization parameter. If not specified, it defaults to 20.

A brief help message can be seen by typing ./optimize_topics.sh --help from the working directory in which optimize_topics.sh is located.

Feature Wishlist

There are a number of ways in which optimize_topics.sh is a quick and suboptimal hack, and a number of things that I would like it to do differently. It's unlikely that any of these will happen in the immediate future unless someone else finds the script helpful and want to contribute, though.

• Probably the most useful change over the long term would be to re-code the script in a language more amenable to processing text in columns than bash scripting. Python seems ideal, but I'm not even a sufficiently good Python coder to claim to be a bad Python coder. Doing this would lay the groundwork for making the script capable of doing more sophisticated analysis and would likely go a long way toward creating a script that's useful to Windows users. I initially wrote the script as a bash script because I know my way around the language much better than I know Python. Still, making meaningful changes and extensions to this script will become prohibitively complex unless the script is re-written in a language that has better built-in numeric and text-processing capabilities.
• Another high-priority change would be to make the script deal effectively with .mallet files that have been created from multiple input files. This is itself a feature that would be complex enough to implement in a bash script to justify re-coding in another language on its own. It would also involve a number of decisions about how to report (certain) summary statistics for runs over these more complex .mallet files (what is the overall Dirichlet parameter for topics in these files, how is it determined?). Still, it would potentially make the script much more useful and flexible.
• There are a number of other ways that results could be analyzed, theoretically, but the script doesn't currently make any attempt to do this. Again, opening up other types of analyses would be much easier if the script were re-coded in Python or another language that better supported text and numeric processing.
• Other suggestions would be welcome. Interested volunteers who would like to contribute to this project would also be welcome to do so.

Version and Development History

The current version of optimize_topics.sh is revision 3. This version, and previous versions, can be found at the SourceForge project page.

optimize_topics.sh was written by Patrick Mooney, a graduate student in the Department of English at the University of California, Santa Barbara. It was developed as part of my work as a research assistant for the WhatEvery1Says project. Questions and problem reports are best submitted (and conversations are best initiated) through the , but you can also find me in other places online or reach me by email at patrick DOT brian DOT mooney AT gmail DOT com.

Revision history

revision 3
A small update that cleans up a few lines of code from revision 2

revision 2
Cleans up some of the unbearable uglinesses of the first version; it prints a better help message, uses GNU getopts to process command-line parameters, and allows some additional parameters to be specified on the command line instead of requiring the user to edit the script to configure these issues.

revision 1
Initial write-up. An even quicker and uglier hack than the current version.

Have I mentioned that interested collaborators would be welcome?

(Very) Selected Bibliography

Background Reading on Topic Modeling

Burton, Matt. “The Joy of Topic Modeling.” 21 May 2013. Web. 5 Nov. 2014. \< http://mcburton.net/blog/joy-of-tm/ >

Goldstone, Andrew, and Ted Underwood. “Quiet Transformations: A Topic Model of Literary Studies Journals.” N.p., n.d. Web. 5 Nov. 2014. \< http://www.rci.rutgers.edu/\~ag978/quiet/ >

Jockers, Matthew L. “The LDA Buffet Is Now Open; Or, Latent Dirichlet Allocation for English Majors.” 29 Sept. 2011. Web. 5 Nov. 2014. \< http://www.matthewjockers.net/2011/09/29/the-lda-buffet-is-now-open-or-latent-dirichlet-allocation-for-english-majors/ >

Templeton, Clay. “Topic Modeling in the Humanities: An Overview.” Maryland Institute for Technology in the Humanities 1 Aug. 2011. Web. 5 Nov. 2014. \< http://mith.umd.edu/topic-modeling-in-the-humanities-an-overview/ >

Underwood, Ted. “Topic Modeling Made Just Simple Enough.” The Stone and the Shell 7 Apr. 2012. Web. 5 Nov. 2014.\< http://tedunderwood.com/2012/04/07/topic-modeling-made-just-simple-enough/ >

Weingart, Scott. “Topic Modeling for Humanists: A Guided Tour.” the scottbot irregular. N.p., 25 July 2012. Web. 5 Nov. 2014. \< http://www.scottbot.net/HIAL/?p=19113 >

Software Referenced

McCallum, Andrew Kachites. MALLET: A Machine Learning for Language Toolkit. N.p., 2002. Web. 3 Nov. 2014 \< http://mallet.cs.umass.edu/ >

Mooney, Patrick. optimize_topics.sh. 29 Apr. 2015. Web. 30 Apr. 2015. \< https://sourceforge.net/projects/optimize-topics/ >

Copyright Notice

optimize_topics.sh is copyright © 2015 Patrick Mooney.

This program is free software: you can redistribute it and/or modify it under the terms of the GNU General Public License as published by the Free Software Foundation, either version 3 of the License, or (at your option) any later version.

This program is distributed in the hope that it will be useful, but WITHOUT ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the GNU General Public License for more details.

You should have received a copy of the GNU General Public License along with this program. If not, see \< http://www.gnu.org/licenses/ >

This page copyright © 2015 by Patrick Mooney. This README file was last updated 3 May 2015.